SEC Form 4 · accession 0001551182-19-000076
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joao V Faria
Officer — See Remarks below.
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 26, 2019 | A | 3,640 | A | Feb 26, 2020 | — | Ordinary Shares | 3,640 | 3,640 | D |
| Stock OptionF3 | $80.49 | Feb 26, 2019 | A | 20,750 | A | Feb 26, 2020 | Feb 26, 2029 | Ordinary Shares | 20,750 | 20,750 | D |
Explanation of responses
- F1These restricted stock units were granted on February 26, 2019 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
- F2This field is not applicable.
- F3These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
Remarks
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.