SEC Form 4 · accession 0001551182-19-000026
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Arnold
Officer — See Remarks below. · Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 21, 2019 | M | 8,471 | $0.00 | A | 238,587 | D | |
| Ordinary Shares | Feb 21, 2019 | F | 2,522 | $79.48 | D | 236,065 | D | |
| Ordinary Shares | Feb 22, 2019 | M | 8,378 | $0.00 | A | 244,443 | D | |
| Ordinary Shares | Feb 22, 2019 | F | 3,241 | $80.31 | D | 241,202 | D | |
| Ordinary Shares | holding | — | — | — | 168 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 21, 2019 | M | 8,471 | D | Feb 21, 2018 | — | Ordinary Shares | 8,471 | 8,728 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 22, 2019 | M | 8,378 | D | Feb 23, 2017 | — | Ordinary Shares | 8,378 | 0 | D |
Explanation of responses
- F1These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
- F2These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
Remarks
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.