SEC Form 4 · accession 0001551182-19-000009
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis J Hutchins
Officer — See Remarks below
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 7, 2019 | S | 9,025 | $75.94 | D | 15,872 | D | |
| Ordinary Shares | Feb 7, 2019 | M | 1,925 | $51.94 | A | 17,797 | D | |
| Ordinary Shares | Feb 7, 2019 | S | 1,925 | $76.10 | D | 15,872 | D | |
| Ordinary Shares | Feb 7, 2019 | M | 13,075 | $51.94 | A | 28,947 | D | |
| Ordinary SharesF1 | Feb 7, 2019 | S | 13,075 | $76.07 | D | 15,872 | D | |
| Ordinary Shares | Feb 7, 2019 | M | 1,678 | $59.56 | A | 17,550 | D | |
| Ordinary Shares | Feb 7, 2019 | S | 1,678 | $76.11 | D | 15,872 | D | |
| Ordinary Shares | Feb 7, 2019 | M | 11,922 | $59.56 | A | 27,794 | D | |
| Ordinary SharesF1 | Feb 7, 2019 | S | 11,922 | $76.01 | D | 15,872 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $51.94 | Feb 7, 2019 | M | 1,925 | D | Feb 21, 2013 | Feb 21, 2022 | Ordinary Shares | 1,925 | 13,075 | D |
| Stock OptionF2 | $51.94 | Feb 7, 2019 | M | 13,075 | D | Feb 21, 2013 | Feb 21, 2022 | Ordinary Shares | 13,075 | 0 | D |
| Stock OptionF3 | $59.56 | Feb 7, 2019 | M | 1,678 | D | Feb 26, 2014 | Feb 26, 2023 | Ordinary Shares | 1,678 | 11,922 | D |
| Stock OptionF3 | $59.56 | Feb 7, 2019 | M | 11,922 | D | Feb 26, 2014 | Feb 26, 2023 | Ordinary Shares | 11,922 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2These options were granted on February 21, 2012, and are fully vested and exercisable.
- F3These options were granted on February 26, 2013, and are fully vested and exercisable.
Remarks
President - Hydraulics Group of Eaton Corporation, a subsidiary of the Issuer.