SEC Form 4/A · accession 0001551182-18-000134
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joao V Faria
Officer — See Remarks below.
Period of report
Feb 27, 2018
Accepted (ET)
Mar 13, 2018 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Feb 27, 2018 | A | 613 | $0.00 | A | 49,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 27, 2018 | A | 2,560 | A | — | — | Ordinary Shares | 2,560 | 2,560 | D |
| Stock OptionF4 | $81.96 | Feb 27, 2018 | A | 12,300 | A | Feb 27, 2019 | Feb 27, 2028 | Ordinary Shares | 12,300 | 12,300 | D |
Explanation of responses
- F1These shares were acquired upon the vesting of performance share awards. The amount has been revised to show the proper amount awarded.
- F2These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
- F3This field is not applicable.
- F4These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
Remarks
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer