SEC Form 4 · accession 0001551182-18-000116
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Revathi Advaithi
Officer — See Remarks below.
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Feb 27, 2018 | A | 1,692 | $0.00 | A | 39,947 | D | |
| Ordinary SharesF2 | holding | — | — | — | 1,274 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Feb 27, 2018 | A | 6,015 | A | — | — | Ordinary Shares | 6,015 | 6,015 | D |
| Stock OptionF5 | $81.96 | Feb 27, 2018 | A | 28,950 | A | Feb 27, 2019 | Feb 27, 2028 | Ordinary Shares | 28,950 | 28,950 | D |
Explanation of responses
- F1These shares were acquired upon the vesting of performance share awards.
- F2These ordinary shares are held in the Eaton Savings Plan.
- F3These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
- F4This field is not applicable.
- F5These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
Remarks
Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer