SEC Form 4 · accession 0001551182-18-000068

Eaton Corp plc · ETN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks below.

Period of report

Feb 23, 2018

Accepted (ET)

Feb 26, 2018 · 4:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001551182

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F1	Feb 23, 2018	M	866	$0.00	A	27,464	D
Ordinary Shares^F2	Feb 23, 2018	F	259	$82.12	D	27,205	D
Ordinary Shares^F1	Feb 23, 2018	M	2,927	$0.00	A	30,132	D
Ordinary Shares^F2	Feb 23, 2018	F	874	$82.12	D	29,258	D
Ordinary Shares^F3	holding	—	—		—	5,788	I	by trustee of ESP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F5	$0.00	Feb 23, 2018	M	866	D	Feb 24, 2016	—	Ordinary Shares	866	0	D
Restricted Stock Units^F6	$0.00	Feb 23, 2018	M	2,927	D	Feb 23, 2017	—	Ordinary Shares	2,927	3,016	D

F1These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3These ordinary shares are held in the Eaton Savings Plan.
F4Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5These restricted stock units were granted on February 24, 2015, and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F6These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Chief Operating Officer - Industrial Sector of Eaton Corporation, a subsidiary of the Issuer