SEC Form 4 · accession 0001551182-18-000014
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken D Semelsberger
Officer — See Remarks below.
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 10:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 15, 2018 | M | 15,595 | $41.565 | A | 104,613 | D | |
| Ordinary SharesF1 | Feb 15, 2018 | S | 15,595 | $82.67 | D | 89,018 | D | |
| Ordinary SharesF2 | holding | — | — | — | 4,679 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $41.565 | Feb 15, 2018 | M | 15,595 | D | Feb 26, 2009 | Feb 26, 2018 | Ordinary Shares | 15,595 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2These ordinary shares are held in the Eaton Savings Plan.
Remarks
Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.