SEC Form 4/A · accession 0001551182-17-000192
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard M. Eubanks
Officer — See Remarks below
Period of report
Jun 2, 2017
Accepted (ET)
Dec 6, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 2, 2017 | M | 5,034 | $59.56 | A | 16,755 | D | |
| Ordinary Shares | Jun 2, 2017 | F | 3,816 | $78.55 | D | 12,939 | D | |
| Ordinary SharesF1 | Jun 5, 2017 | G | 275 | $0.00 | D | 12,664 | D | |
| Ordinary SharesF2,F3 | Jun 2, 2017 | S | 908 | $77.88 | D | 2,109 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $59.56 | Jun 2, 2017 | M | 5,034 | D | Feb 26, 2014 | Feb 26, 2023 | Ordinary Shares | 5,034 | 4,966 | D |
Explanation of responses
- F1This amount represents a gift to a charitable foundation.
- F2The reporting person transferred shares from the Eaton Shares Fund in his Eaton Savings Plan to another investment option in the plan.
- F3These ordinary shares are held in the Eaton Savings Plan.
- F4These options were granted on February 26, 2013, and are fully vested and exercisable.
Remarks
President - Electrical Products Group of Eaton Corporation, a subsidiary of the Issuer.