SEC Form 4 · accession 0001551182-17-000188
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Golden
Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 21, 2017 | M | 4,311 | $37.21 | A | 20,275 | D | |
| Ordinary SharesF1 | Nov 21, 2017 | S | 4,311 | $76.032 | D | 15,964 | D | |
| Ordinary Shares | Nov 21, 2017 | M | 2,139 | $37.21 | A | 18,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $37.21 | Nov 21, 2017 | M | 4,311 | D | Jul 22, 2008 | Jan 22, 2018 | Ordinary Shares | 4,311 | 2,139 | D |
| Stock Option | $37.21 | Nov 21, 2017 | M | 2,139 | D | Jul 22, 2008 | Jan 22, 2018 | Ordinary Shares | 2,139 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.