SEC Form 4 · accession 0001551182-17-000150
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joao V Faria
Officer — See Remarks below.
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 15, 2017 | M | 1,039 | $0.00 | A | 48,155 | D | |
| Ordinary SharesF1 | Jun 15, 2017 | F | 328 | $75.48 | D | 47,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | $0.00 | Jun 15, 2017 | M | 1,039 | D | Jun 15, 2017 | — | Ordinary Shares | 1,039 | 2,426 | D |
Explanation of responses
- F1These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F2Each restricted stock unit represents a contingent right to receive one common share of the issuer.
- F3These restricted stock units were granted on June 15, 2015 and vest as follows: 30% on the second and third anniversaries of the grant date and 40% on the fourth anniversary of the grant date.
- F4This field is not applicable.
Remarks
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.