SEC Form 4 · accession 0001551182-17-000146
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Arnold
Officer — See Remarks below. · Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 13, 2017 | M | 5,583 | $53.71 | A | 215,014 | D | |
| Ordinary Shares | Jun 13, 2017 | M | 1,925 | $51.94 | A | 216,939 | D | |
| Ordinary SharesF1 | holding | — | — | — | 160 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $53.71 | Jun 13, 2017 | M | 5,583 | D | Feb 22, 2012 | Feb 22, 2021 | Ordinary Shares | 5,583 | 38,417 | D |
| Stock OptionF3 | $51.94 | Jun 13, 2017 | M | 1,925 | D | Feb 21, 2013 | Feb 21, 2022 | Ordinary Shares | 1,925 | 42,175 | D |
Explanation of responses
- F1These ordinary shares are held in the Eaton Savings Plan.
- F2These options were granted on February 22, 2011, and are fully vested and exercisable.
- F3These options were granted on February 21, 2012, and are fully vested and exercisable.
Remarks
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.