SEC Form 3/A · accession 0001551182-17-000117

Eaton Corp plc · ETN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 3/A). It replaces an earlier filing for the same period.

Reporting owner

Kenneth Francis Davis

Officer — See Remarks below

Period of report

Mar 15, 2017

Accepted (ET)

Mar 28, 2017 · 12:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001551182

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares	holding	—	—		—	31,834	D
Ordinary Shares^F1	holding	—	—		—	2,386	I	by trustee of ESP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F2,F3	$0.00	holding	—	—	—	Feb 24, 2016	—	Ordinary Shares	1,592	—	D
Restricted Stock Units^F4,F5,F3	$0.00	holding	—	—	—	Feb 23, 2017	—	Ordinary Shares	4,128	—	D
Restricted Stock Units^F4,F6,F3	$0.00	holding	—	—	—	Feb 21, 2018	—	Ordinary Shares	4,505	—	D
Restricted Stock Units^F4,F7,F3	$0.00	holding	—	—	—	Feb 23, 2019	—	Ordinary Shares	14,060	—	D
Stock Option^F8	$53.71	holding	—	—	—	Feb 22, 2012	Feb 22, 2021	Ordinary Shares	19,450	—	D
Stock Option^F9	$51.94	holding	—	—	—	Feb 21, 2013	Feb 21, 2022	Ordinary Shares	22,050	—	D
Stock Option^F10	$59.56	holding	—	—	—	Feb 26, 2014	Feb 26, 2023	Ordinary Shares	20,000	—	D
Stock Option^F11	$75.36	holding	—	—	—	Feb 25, 2015	Feb 25, 2024	Ordinary Shares	15,550	—	D
Stock Option^F12	$71.72	holding	—	—	—	Feb 24, 2016	Feb 24, 2025	Ordinary Shares	21,400	—	D
Stock Option^F13	$56.55	holding	—	—	—	Feb 23, 2017	Feb 23, 2026	Ordinary Shares	33,250	—	D
Stock Option^F14	$71.89	holding	—	—	—	Feb 21, 2018	Feb 21, 2027	Ordinary Shares	22,650	—	D

Explanation of responses

F1These ordinary shares are held in the Eaton Savings Plan.
F10These options were granted on February 26, 2013, and are fully vested and exercisable.
F11These options were granted on February 25, 2014, and are fully vested and exercisable.
F12These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F13These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F14These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
F2These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3This field is not applicable.
F4Each restricted stock unit represents a contingent right to receive one common share of the issuer.
F5These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F6These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F7These restricted stock units vest on the third anniversary of the grant date.
F8These options were granted on February 22, 2011, and are fully vested and exercisable.
F9These options were granted on February 21, 2012, and are fully vested and exercisable.

Remarks

President, Vehicle Group, of Eaton Corporation, a subsidiary of the Issuer. On 3/28/2017, the Form is being amended only to attach the power of attorney, which was inadvertently omitted in the original filing.