SEC Form 4 · accession 0001551182-17-000039
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken D Semelsberger
Officer — See Remarks below.
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 21, 2017 | A | 1,805 | A | — | — | Ordinary Shares | 1,805 | 1,805 | D |
| Stock OptionF2 | $71.89 | Feb 21, 2017 | A | 9,050 | A | Feb 21, 2018 | Feb 21, 2027 | Ordinary Shares | 9,050 | 9,050 | D |
Explanation of responses
- F1These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
- F2These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
Remarks
Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer