SEC Form 4 · accession 0001551182-16-000118
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Connor
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 17, 2016 | M | 6,504 | $37.505 | A | 20,154 | D | |
| Ordinary SharesF1 | Nov 17, 2016 | S | 6,504 | $65.588 | D | 13,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $37.505 | Nov 17, 2016 | M | 6,504 | D | Jul 23, 2007 | Jan 23, 2017 | Ordinary Shares | 6,504 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.