SEC Form 4 · accession 0001551182-16-000112
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Golden
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 8:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 10, 2016 | M | 5,374 | $37.865 | A | 15,964 | D | |
| Ordinary Shares | Nov 10, 2016 | M | 14,626 | $37.865 | A | 30,590 | D | |
| Ordinary SharesF1 | Nov 10, 2016 | S | 14,626 | $67.963 | D | 15,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $37.865 | Nov 10, 2016 | M | 14,626 | D | Jan 24, 2008 | Jan 24, 2017 | Ordinary Shares | 14,626 | 5,374 | D |
| Stock Option | $37.865 | Nov 10, 2016 | M | 5,374 | D | Jan 24, 2008 | Jan 24, 2017 | Ordinary Shares | 5,374 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $67.951 - $68.010. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.