SEC Form 4 · accession 0001551182-16-000079
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia K Brabander
Officer — See Remarks below.
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jul 22, 2016 | M | 1,250 | $0.00 | A | 15,020 | D | |
| Ordinary SharesF2 | Jul 22, 2016 | F | 411 | $63.04 | D | 14,609 | D | |
| Ordinary SharesF1 | Jul 22, 2016 | M | 1,536 | $0.00 | A | 16,145 | D | |
| Ordinary SharesF2 | Jul 22, 2016 | F | 641 | $63.04 | D | 15,504 | D | |
| Ordinary SharesF3 | holding | — | — | — | 855 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Jul 22, 2016 | M | 1,250 | D | — | — | Ordinary Shares | 1,250 | 0 | D |
| Restricted Stock UnitsF4,F5 | $0.00 | Jul 22, 2016 | M | 1,536 | D | — | — | Ordinary Shares | 1,536 | 0 | D |
Explanation of responses
- F1These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
- F2These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3These ordinary shares are held in the Eaton Savings Plan.
- F4These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
- F5This field is not applicable.
Remarks
Executive Vice President and Chief Human Resources Officer of Eaton Corporation, a subsidiary of the Issuer