SEC Form 4 · accession 0001551182-16-000078
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E. Moran
Officer — Sr VP and Secretary
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jul 22, 2016 | M | 837 | $0.00 | A | 13,969 | D | |
| Ordinary SharesF2 | Jul 22, 2016 | F | 436 | $63.04 | D | 13,533 | D | |
| Ordinary SharesF1 | Jul 22, 2016 | M | 378 | $0.00 | A | 13,911 | D | |
| Ordinary SharesF2 | Jul 22, 2016 | F | 197 | $63.04 | D | 13,714 | D | |
| Ordinary Shares | holding | — | — | — | 600 | I | by spouse | |
| Ordinary SharesF3 | holding | — | — | — | 174 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Jul 22, 2016 | M | 837 | D | — | — | Ordinary Shares | 837 | 0 | D |
| Restricted Stock UnitsF4,F5 | $0.00 | Jul 22, 2016 | M | 378 | D | — | — | Ordinary Shares | 378 | 0 | D |
Explanation of responses
- F1These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
- F2These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3These ordinary shares are held in the Eaton Savings Plan.
- F4These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
- F5This field is not applicable.