SEC Form 4 · accession 0001209191-16-106125
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Arnold
Officer — See Remarks below. · Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 3, 2016 | M | 2,487 | $40.405 | A | 173,636 | D | |
| Ordinary Shares | Mar 3, 2016 | M | 2,405 | $41.565 | A | 176,041 | D | |
| Ordinary SharesF1 | holding | — | — | — | 153 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $40.405 | Mar 3, 2016 | M | 2,487 | D | Feb 27, 2008 | Feb 27, 2017 | Ordinary Shares | 2,487 | 57,513 | D |
| Stock Option | $41.565 | Mar 3, 2016 | M | 2,405 | D | Feb 26, 2009 | Feb 26, 2018 | Ordinary Shares | 2,405 | 60,595 | D |
Explanation of responses
- F1These ordinary shares are held in the Eaton Savings Plan.
Remarks
President and Chief Operating Officer - Eaton Corporation, a subsidiary of the Issuer