SEC Form 4 · accession 0001209191-16-104207
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Revathi Advaithi
Officer — See Remarks below.
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Feb 26, 2016 | M | 754 | $0.00 | A | 60,765 | D | |
| Ordinary SharesF2 | Feb 26, 2016 | F | 241 | $57.52 | D | 60,524 | D | |
| Ordinary SharesF1 | Feb 26, 2016 | M | 2,737 | $0.00 | A | 63,261 | D | |
| Ordinary SharesF2 | Feb 26, 2016 | F | 872 | $57.52 | D | 62,389 | D | |
| Ordinary SharesF3 | holding | — | — | — | 1,202 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Feb 26, 2016 | M | 2,737 | D | — | — | Ordinary Shares | 2,737 | 0 | D |
| Restricted Stock UnitsF4,F5 | $0.00 | Feb 26, 2016 | M | 754 | D | — | — | Ordinary Shares | 754 | 0 | D |
Explanation of responses
- F1These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
- F2These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3These ordinary shares are held in the Eaton Savings Plan.
- F4These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
- F5This field is not applicable.
Remarks
Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer