SEC Form 4 · accession 0001209191-16-102801
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander M Cutler
Officer — See Remarks below. · Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 26, 2016 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Feb 25, 2016 | M | 9,593 | $0.00 | A | 500,673 | D | |
| Ordinary SharesF2 | Feb 25, 2016 | F | 3,496 | $56.71 | D | 497,177 | D | |
| Ordinary SharesF3 | holding | — | — | — | 41,678 | I | by trustee of ESP | |
| Ordinary Shares | holding | — | — | — | 2,000 | I | by son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Feb 25, 2016 | M | 9,593 | D | — | — | Ordinary Shares | 9,593 | 9,884 | D |
Explanation of responses
- F1These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
- F2These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3These ordinary shares are held in the Eaton Savings Plan.
- F4These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
- F5This field is not applicable.
Remarks
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer