SEC Form 4 · accession 0001209191-15-066046
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Connor
Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 14, 2015 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Aug 13, 2015 | M | 20,000 | $38.54 | A | 32,650 | D | |
| Ordinary SharesF1 | Aug 13, 2015 | S | 20,000 | $60.1011 | D | 12,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $38.54 | Aug 13, 2015 | M | 20,000 | D | Oct 26, 2006 | Apr 26, 2016 | Ordinary Shares | 20,000 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $59.70 - $60.34. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.