SEC Form 4 · accession 0001209191-15-018915

Eaton Corp plc · ETN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks below.

Period of report

Feb 24, 2015

Accepted (ET)

Feb 26, 2015 · 11:55 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001551182

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F1	Feb 25, 2015	M	452	$0.00	A	74,520	D
Ordinary Shares^F2	Feb 25, 2015	F	149	$71.43	D	74,371	D
Ordinary Shares^F3	holding	—	—		—	4,252	I	by trustee of ESP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4	$0.00	Feb 24, 2015	A	1,500	A	—	—	Ordinary Shares	1,500	1,500	D
Stock Option^F5	$71.72	Feb 24, 2015	A	6,850	A	Feb 24, 2016	Feb 24, 2025	Ordinary Shares	6,850	6,850	D
Restricted Stock Units^F6,F7	$0.00	Feb 25, 2015	M	452	D	—	—	Ordinary Shares	452	918	D

F1These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3These ordinary shares are held in the Eaton Savings Plan.
F4These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F5These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F6These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F7This field is not applicable.

Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.