SEC Form 4 · accession 0001179110-17-014593
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Gonzalez
Officer — Chairman of the Board and CEO · Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 24, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Nov 21, 2017 | M | 218,193 | $58.88 | A | 492,030 | D | |
| Common stock, $0.01 par valueF1 | Nov 21, 2017 | S | 218,193 | $94.0076 | D | 273,837 | D | |
| Common stock, $0.01 par valueF2 | holding | — | — | — | 4,600 | I | By spouse | |
| Common stock, $0.01 par valueF2 | holding | — | — | — | 450 | I | By step-daughter | |
| Common stock, $0.01 par valueF2 | holding | — | — | — | 450 | I | By step-son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $58.88 | Nov 21, 2017 | M | 218,193 | D | Feb 19, 2017 | Feb 18, 2025 | Common stock, $0.01 par value | 218,193 | 109,097 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.75 to $94.34, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reporting person disclaims beneficial ownership of these securities.
- F3Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).