SEC Form 4 · accession 0001179110-17-012208
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Azita Saleki-Gerhardt
Officer — SVP, Operations
Period of report
Sep 11, 2017
Accepted (ET)
Sep 12, 2017 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Sep 11, 2017 | M | 4,800 | $24.2082 | A | 93,099 | D | |
| Common stock, $0.01 par value | Sep 11, 2017 | S | 1,200 | $84.99 | D | 91,899 | D | |
| Common stock, $0.01 par value | Sep 11, 2017 | S | 3,600 | $84.995 | D | 88,299 | D | |
| Common stock, $0.01 par value | Sep 11, 2017 | S | 132 | $85.03 | D | 88,167 | D | |
| Common stock, $0.01 par value | Sep 11, 2017 | S | 1,030 | $85.04 | D | 87,137 | D | |
| Common stock, $0.01 par value | Sep 11, 2017 | S | 2,338 | $85.06 | D | 84,799 | D | |
| Common stock, $0.01 par valueF1 | holding | — | — | — | 1,918 | I | Profit sharing trust | |
| Common stock, $0.01 par valueF2 | holding | — | — | — | 3,873 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $24.2082 | Sep 11, 2017 | M | 4,800 | D | Feb 18, 2014 | Feb 17, 2021 | Common stock | 4,800 | 0 | D |
Explanation of responses
- F1Balance in the AbbVie Savings Program as of September 11, 2017.
- F2The reporting person disclaims beneficial ownership of all securities held by her spouse.