SEC Form 4 · accession 0001179110-17-009114
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Alban
Officer — EVP, Commercial Operations
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Jun 14, 2017 | M | 45,800 | $24.2082 | A | 160,545 | D | |
| Common stock, $0.01 par value | Jun 14, 2017 | S | 45,800 | $70.00 | D | 114,745 | D | |
| Common stock, $0.01 par valueF1 | holding | — | — | — | 40,442 | I | Maria Cristina Alban 2007 Declaration of Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $24.2082 | Jun 14, 2017 | M | 45,800 | D | Feb 18, 2014 | Feb 17, 2021 | Common stock | 45,800 | 0 | D |
Explanation of responses
- F1Held in the Maria Christina Alban 2007 Declaration of Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities.
Remarks
This exercise was made pursuant to a previously adopted plan complying with Rule 10b5-1(c).