SEC Form 4 · accession 0001179110-17-007635
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Chase
Officer — EVP, Chief Financial Officer
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | May 18, 2017 | M | 25,500 | $28.86 | A | 209,043 | D | |
| Common stock, $0.01 par value | May 18, 2017 | M | 12,800 | $28.13 | A | 221,843 | D | |
| Common stock, $0.01 par value | May 18, 2017 | S | 38,300 | $65.35 | D | 183,543 | D | |
| Common stock, $0.01 par valueF1 | holding | — | — | — | 501 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $28.86 | May 18, 2017 | M | 25,500 | D | Feb 15, 2011 | Feb 14, 2018 | Common stock | 25,500 | 0 | D |
| Option (right to buy) | $28.13 | May 18, 2017 | M | 12,800 | D | Feb 20, 2012 | Feb 19, 2019 | Common stock | 12,800 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of all securities held by his spouse.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).