SEC Form 4 · accession 0001179110-16-032340
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Chase
Officer — EVP, Chief Financial Officer
Period of report
Dec 2, 2016
Accepted (ET)
Dec 2, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Dec 2, 2016 | M | 6,600 | $27.29 | A | 178,970 | D | |
| Common stock, $0.01 par value | Dec 2, 2016 | S | 6,600 | $59.19 | D | 172,370 | D | |
| Common stock, $0.01 par valueF1 | holding | — | — | — | 501 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $27.29 | Dec 2, 2016 | M | 6,600 | D | Feb 16, 2010 | Feb 15, 2017 | Common stock | 6,600 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of all securities held by his spouse.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).