SEC Form 4 · accession 0001179110-16-031870
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Hurwich
Officer — VP, Controller
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Nov 16, 2016 | M | 3,100 | $28.8628 | A | 64,549 | D | |
| Common stock, $0.01 par value | Nov 16, 2016 | S | 3,100 | $62.00 | D | 61,449 | D | |
| Common stock, $0.01 par valueF1 | holding | — | — | — | 442 | I | Profit Sharing Trust | |
| Common stock, $0.01 par valueF2 | holding | — | — | — | 274 | I | By spouse in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $28.8628 | Nov 16, 2016 | A | 3,100 | D | Feb 15, 2011 | Feb 14, 2018 | Common stock | 3,100 | 3,100 | D |
Explanation of responses
- F1Balance in the AbbVie Savings Program as of November 16, 2016.
- F2The reporting person disclaims beneficial ownership of all securities held by his spouse.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).