SEC Form 4 · accession 0001179110-16-027030
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura J Schumacher
Officer — Executive Vice President
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Jun 24, 2016 | M | 66,300 | $28.8628 | A | 260,438 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | M | 38,940 | $28.1251 | A | 299,378 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | M | 42,533 | $28.3122 | A | 341,911 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | M | 38,333 | $24.2082 | A | 380,244 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 83,893 | $60.00 | D | 296,351 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 1,513 | $60.005 | D | 294,838 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 1,100 | $60.01 | D | 293,738 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 300 | $60.02 | D | 293,438 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 100 | $60.025 | D | 293,338 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 300 | $60.03 | D | 293,038 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 25,000 | $60.04 | D | 268,038 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 72,500 | $60.05 | D | 195,538 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 100 | $60.06 | D | 195,438 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 100 | $60.065 | D | 195,338 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 100 | $60.07 | D | 195,238 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 200 | $60.08 | D | 195,038 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 100 | $60.09 | D | 194,938 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 100 | $60.11 | D | 194,838 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 100 | $60.12 | D | 194,738 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 100 | $60.125 | D | 194,638 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 200 | $60.14 | D | 194,438 | D | |
| Common stock, $0.01 par value | Jun 24, 2016 | S | 300 | $60.145 | D | 194,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $28.8628 | Jun 24, 2016 | M | 66,300 | D | Feb 15, 2011 | Feb 14, 2018 | Common stock | 66,300 | 0 | D |
| Option (right to buy) | $28.1251 | Jun 24, 2016 | M | 38,940 | D | Feb 20, 2012 | Feb 19, 2019 | Common stock | 38,940 | 0 | D |
| Option (right to buy) | $28.3122 | Jun 24, 2016 | M | 42,533 | D | Feb 19, 2013 | Feb 18, 2020 | Common stock | 42,533 | 0 | D |
| Option (right to buy) | $24.2082 | Jun 24, 2016 | M | 38,333 | D | Feb 18, 2014 | Feb 17, 2021 | Common stock | 38,333 | 0 | D |
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).