SEC Form 4 · accession 0001179110-16-025997
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Gonzalez
Officer — Chairman of the Board and CEO · Director
Period of report
Jun 2, 2016
Accepted (ET)
Jun 3, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Jun 2, 2016 | A | 285,953 | $35.88 | A | 624,374 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 600 | $63.815 | D | 623,774 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 190,468 | $63.80 | D | 433,306 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 7,261 | $63.82 | D | 426,045 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 1,100 | $63.865 | D | 424,945 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 5,402 | $63.90 | D | 419,543 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 300 | $63.8075 | D | 419,243 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 1,700 | $63.895 | D | 417,543 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 9,434 | $63.81 | D | 408,109 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 13,019 | $63.89 | D | 395,090 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 5,397 | $63.83 | D | 389,693 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 400 | $63.875 | D | 389,293 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 1,000 | $63.93 | D | 388,293 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 1,511 | $63.85 | D | 386,782 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 400 | $63.835 | D | 386,382 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 2,900 | $63.885 | D | 383,482 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 11,726 | $63.88 | D | 371,756 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 4,900 | $63.805 | D | 366,856 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 1,300 | $63.845 | D | 365,556 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 4,300 | $63.86 | D | 361,256 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 4,400 | $63.91 | D | 356,856 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 600 | $63.925 | D | 356,256 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 5,699 | $63.87 | D | 350,557 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 2,019 | $63.92 | D | 348,538 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 700 | $63.905 | D | 347,838 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 7,717 | $63.84 | D | 340,121 | D | |
| Common stock, $0.01 par value | Jun 2, 2016 | S | 1,700 | $63.915 | D | 338,421 | D | |
| Common stock, $0.01 par valueF1 | holding | — | — | — | 4,600 | I | By spouse | |
| Common stock, $0.01 par valueF1 | holding | — | — | — | 450 | I | By step-daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option(right to buy) | $35.88 | Jun 2, 2016 | M | 285,953 | D | Feb 14, 2014 | Feb 13, 2023 | Common stock | 285,953 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities.
Remarks
These transactions were made pursuant to a previously adopted plan complying with 10b5-1(c).