SEC Form 4 · accession 0001179110-16-024456
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Hurwich
Officer — VP, Controller
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | May 10, 2016 | M | 6,000 | $27.29 | A | 68,204 | D | |
| Common stock, $0.01 par value | May 10, 2016 | S | 5,900 | $63.59 | D | 62,304 | D | |
| Common stock, $0.01 par value | May 10, 2016 | S | 100 | $63.60 | D | 62,204 | D | |
| Common stock, $0.01 par valueF1 | holding | — | — | — | 430 | I | Profit Sharing Trust | |
| Common stock, $0.01 par valueF2 | holding | — | — | — | 274 | I | By spouse in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $27.29 | May 10, 2016 | M | 6,000 | D | Feb 16, 2010 | Feb 15, 2017 | Common shares | 6,000 | 0 | D |
Explanation of responses
- F1Balance in the AbbVie Savings Program as of May 10, 2016.
- F2The reporting person disclaims beneficial ownership of all securities held by his spouse.
Remarks
This sale was made pursuant to a previously adopted plan complying with 10b5-1(c).