SEC Form 4 · accession 0001179110-15-011606
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Gonzalez
Officer — Chairman of the Board and CEO · Director
Period of report
Jul 29, 2015
Accepted (ET)
Jul 31, 2015 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Jun 3, 2015 | G | 8,960 | $0.00 | D | 473,187 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | M | 65,000 | $35.88 | A | 538,187 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 758 | $71.00 | D | 537,429 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 200 | $71.02 | D | 537,229 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 1,300 | $71.03 | D | 535,929 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 700 | $71.04 | D | 535,229 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 100 | $71.045 | D | 535,129 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 1,800 | $71.05 | D | 533,329 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 2,300 | $71.06 | D | 531,029 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 200 | $71.065 | D | 530,829 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 2,124 | $71.07 | D | 528,705 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 200 | $71.075 | D | 528,505 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 2,800 | $71.08 | D | 525,705 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 100 | $71.085 | D | 525,605 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 2,500 | $71.09 | D | 523,105 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 200 | $71.095 | D | 522,905 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 2,200 | $71.10 | D | 520,705 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 100 | $71.105 | D | 520,605 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 1,997 | $71.11 | D | 518,608 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 200 | $71.115 | D | 518,408 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 1,700 | $71.12 | D | 516,708 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 100 | $71.125 | D | 516,608 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 800 | $71.13 | D | 515,808 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 500 | $71.14 | D | 515,308 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 100 | $71.145 | D | 515,208 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 600 | $71.15 | D | 514,608 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 500 | $71.155 | D | 514,108 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 800 | $71.16 | D | 513,308 | D | |
| Common stock, $0.01 par value | Jul 29, 2015 | S | 100 | $71.165 | D | 513,208 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $35.88 | Jul 29, 2015 | M | 65,000 | D | Feb 15, 2015 | Feb 13, 2023 | Common stock | 65,000 | 285,953 | D |
Explanation of responses
- F1Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
Form 1 of 2. The July 29, 2015 transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1.