SEC Form 4 · accession 0001179110-15-006874
AbbVie Inc. · ABBV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Gonzalez
Officer — Chairman of the Board and CEO · Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Apr 28, 2015 | M | 175,477 | $35.88 | A | 657,624 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 1,800 | $64.50 | D | 655,824 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 800 | $64.52 | D | 655,024 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 400 | $64.53 | D | 654,624 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 2,100 | $64.56 | D | 652,524 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 1,300 | $64.57 | D | 651,224 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 300 | $64.58 | D | 650,924 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 800 | $64.59 | D | 650,124 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 5,600 | $64.60 | D | 644,524 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 3,548 | $64.61 | D | 640,976 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 900 | $64.62 | D | 640,076 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 3,000 | $64.64 | D | 637,076 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 8,100 | $64.65 | D | 628,976 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 200 | $64.655 | D | 628,776 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 3,800 | $64.66 | D | 624,976 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 2,500 | $64.67 | D | 622,476 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 4,317 | $64.68 | D | 618,159 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 1,805 | $64.685 | D | 616,354 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 3,200 | $64.69 | D | 613,154 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 400 | $64.695 | D | 612,754 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 34,900 | $64.70 | D | 577,854 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 1,100 | $64.705 | D | 576,754 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 8,100 | $64.71 | D | 568,654 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 300 | $64.715 | D | 568,354 | D | |
| Common stock, $0.01 par value | Apr 8, 2015 | S | 6,994 | $64.72 | D | 561,360 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 1,400 | $64.725 | D | 559,960 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 4,000 | $64.73 | D | 555,960 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 900 | $64.735 | D | 555,060 | D | |
| Common stock, $0.01 par value | Apr 28, 2015 | S | 400 | $64.7375 | D | 554,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $35.88 | Apr 28, 2015 | M | 175,477 | D | Feb 14, 2014 | Feb 13, 2023 | Common stock | 175,477 | 350,953 | D |
Explanation of responses
- F1Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
Form 1 of 3. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1.