SEC Form 4 · accession 0001240520-18-000002
Stone Harbor Emerging Markets Total Income Fund · EDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Craige
Officer — Executive Vice President
Period of report
Jun 19, 2018
Accepted (ET)
Jun 21, 2018 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF3 | Jun 19, 2018 | P | 943 | $12.77 | A | 49,504 | I | By Family |
| Common Shares of Beneficial InterestF3 | Jun 20, 2018 | P | 16,812 | $12.77 | A | 66,316 | I | By Family |
| Common Shares of Beneficial InterestF1 | holding | — | — | — | 48,906 | I | Descendants' Trust | |
| Common Shares of Beneficial InterestF2 | holding | — | — | — | 28,938 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes approximately 6,165 shares acquired through a dividend reinvestment plan and 4,563 shares transferred from direct ownership.
- F2Includes approximately 6,425 shares acquired through a dividend reinvestment plan and 4,563 shares transferred to indirect ownership.
- F3Includes approximately 18,675 shares acquired through a dividend reinvestment plan.