SEC Form 4 · accession 0001240520-16-000006
Stone Harbor Emerging Markets Total Income Fund · EDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Craige
Officer — Executive Vice President
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Nov 4, 2016 | P | 750 | $13.94 | A | 7,809 | D | |
| Common Shares of Beneficial InterestF2 | Nov 4, 2016 | P | 750 | $13.94 | A | 41,951 | I | By Family |
| Common Shares of Beneficial InterestF3 | Nov 4, 2016 | P | 13,753 | $13.94 | A | 19,356 | I | Descendants' Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,733 shares acquired through a dividend reinvestment plan.
- F2Includes 12,065 shares acquired through a dividend reinvestment plan.
- F3Includes 603 shares acquired through a dividend reinvestment plan.