SEC Form 4 · accession 0001615774-18-000058
MALVERN BANCORP, INC. · MLVF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Woolworth III
Officer — SVP & Chief Risk Officer
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001550603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2017 | A | 261 | $0.00 | A | 2,268 | D | |
| Common StockF2 | holding | — | — | — | 14 | I | 401k | |
| Common Stock | holding | — | — | — | 1,726 | I | IRA | |
| Common Stock | holding | — | — | — | 782 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These 261 restricted shares vest in five 20% annual increments beginning on the one year anniversary of the grant date and where granted under the Company's 2014 Long-Term Incentive Compensation Plan
- F2Represents shares acquired through the company 401k plan.