SEC Form 4 · accession 0001615774-17-000339
MALVERN BANCORP, INC. · MLVF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Woolworth III
Officer — Senior VP & Chief Risk Officer
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 9:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001550603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | A | 936 | $0.00 | A | 2,007 | D | |
| Common StockF2 | holding | — | — | — | 14 | I | 401k | |
| Common Stock | holding | — | — | — | 1,226 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 936 restricted shares granted on January 31, 2017 vest in five 20% increments beginning on the one year anniversary of the grant date, and were granted under the Company's 2014 Long-Term Incentive Compensation Plan.
- F2Includes shares acquired through the company 401k plan.