SEC Form 4 · accession 0001615774-17-000337
MALVERN BANCORP, INC. · MLVF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Weagley
Officer — President & CEO · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 9:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001550603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | A | 3,163 | $0.00 | A | 10,774 | D | |
| Common Stock | holding | — | — | — | 29,595 | I | IRA | |
| Common Stock | holding | — | — | — | 1,580 | I | ESOP | |
| Common StockF2 | holding | — | — | — | 1,731 | I | 401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 3,163 non-restricted shares granted on January 31, 2017 were granted under the Company's 2014 Long-Term Incentive Compensation Plan pursuant to the terms of the reporting person's employment agreement.
- F2Includes shares acquired through the company 401k plan.