SEC Form 4 · accession 0001615774-16-003810
MALVERN BANCORP, INC. · MLVF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D Gangemi
Officer — SVP & Chief Financial Officer
Period of report
Dec 30, 2015
Accepted (ET)
Jan 5, 2016 · 9:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001550603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2015 | A | 715 | $17.40 | A | 1,025 | D | |
| Common Stock | holding | — | — | — | 2,080 | I | IRA | |
| Common StockF2 | holding | — | — | — | 359 | I | 401K | |
| Common Stock | holding | — | — | — | 600 | I | Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares granted under the companies 2014 Long-Term Incentive Compensation Plan which vest in 20 percent increments beginning on the one year anniversary of the grant date.
- F2Includes shares acquired through the company 401k plan.