SEC Form 4 · accession 0000899243-19-005241
MALVERN BANCORP, INC. · MLVF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Kent
Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001550603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | A | 700 | $0.00 | A | 119,837 | D | |
| Common Stock | holding | — | — | — | 38,719 | I | By Marcia Kent Spousal Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $20.90 | Feb 26, 2019 | A | 1,000 | A | — | Feb 26, 2029 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The 700 restricted shares vest in five annual 20% increments beginning on the one-year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan
- F2The option becomes exercisable in five annual 20% increments beginning on the one-year anniversary of the grant date and were granted under the Company's 2014 Long-Term Incentive Compensation Plan