SEC Form 5 · accession 0000899243-16-012926
TriLinc Global Impact Fund LLC · TRLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent L. Vannorman
Officer — COO and CFO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 9, 2016 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001550453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A UnitsF1,F2,F3 | May 11, 2015 | S | 4,432 | $9.025 | D | 316,898 | I | TriLinc Global LLC |
| Class A UnitsF1,F2,F3 | May 11, 2015 | P | 4,432 | $9.025 | A | 22,161 | I | TriLinc Advisors, LLC |
| Class A UnitsF1,F4 | holding | — | — | — | 1,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The class A units (the "Class A Units") of TriLinc Global Impact Fund are not listed on a national securities exchange or over-the counter market and do not have a ticker or trading symbol.
- F2On May 11, 2015, TriLinc Global, LLC (the "Sponsor") transfered 4,432 Class A Units to TriLinc Advisors, LLC (the "Advisor"), resulting in no change with respect to the number of Class A Units deemed to be indirectly beneficially owned by the Reporting Person as the Reporting Person is one of several individuals and/or their affiliates that directly or indirectly control both the Sponsor and the Advisor.
- F3May be attributed to the Reporting Person based upon the fact that the Reporting Person is one of several individuals and/or their affiliates that directly or indirectly control the Sponsor and the Advisor. The Reporting Person disclaims beneficial ownership of the Class A Units held by the Sponsor and the Advisor, except in the event of his pecuniary interest therein.
- F4Includes 98 additional shares acquired under the Issuer's dividend reinvestment plan.