SEC Form 4 · accession 0001209191-18-051559
Summit Midstream Partners, LP · SMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brock M Degeyter
Officer — See remarks below.
Period of report
Sep 17, 2018
Accepted (ET)
Sep 18, 2018 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001549922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Sep 17, 2018 | S | 1,200 | $16.0104 | D | 53,544 | D | |
| Common UnitsF2 | Sep 18, 2018 | S | 1,800 | $16.00 | D | 51,744 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold (pursuant to a duly executed Rule 10b5-1 trading plan that is on file with the Company) in multiple transactions at prices ranging from $16.00 to $16.05, inclusive. The reporting person undertakes to provide to Summit Midstream Partners, LP, any security holder of Summit Midstream Partners, LP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2These shares were sold (pursuant to a duly executed Rule 10b5-1 trading plan that is on file with the Company) in multiple transactions at $16.00 each.
Remarks
The Reporting Person is Executive Vice President, General Counsel, Chief Compliance Officer and Secretary of Summit Midstream GP, LLC, the general partner of the Issuer (the "General Partner"). The Issuer is managed by the directors and executive officers of the General Partner.