SEC Form 4 · accession 0001104659-16-098181
Summit Midstream Partners, LP · SMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
SUMMIT MIDSTREAM PARTNERS, LLC
Director · 10% Owner
SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC
Director · 10% Owner
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001549922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON UNITS (LIMITED PARTNER INTERESTS)F1,F2 | Feb 16, 2016 | C | 24,409,850 | — | A | 29,703,421 | I | BY: SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC |
| COMMON UNITS (LIMITED PARTNER INTERESTS) | holding | — | — | — | 151,160 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUBORDINATED UNITS (LIMITED PARTNER INTERESTS)F1,F2 | $0.00 | Feb 16, 2016 | C | 24,409,850 | D | — | — | COMMON UNITS (LIMITED PARTNER INTERESTS) | 24,409,850 | 0 | I |
Explanation of responses
- F1The subordinated units were converted into common units on a one-for-one basis after the expiration of the subordination period, which occurred on February 16, 2016, pursuant to the Issuer's First Amended and Restated Agreement of Limited Partnership.
- F2The subordinated units were held by Summit Midstream Partners Holdings, LLC ("SMPH"). The sole member of SMPH is Summit Midstream Partners, LLC.