SEC Form 4 · accession 0001140361-15-035842
XURA, INC. · MESG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William James Saunders
Officer — EVP, Digital Communications
Period of report
Sep 22, 2015
Accepted (ET)
Sep 24, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001549872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 22, 2015 | A | 3,022 | — | A | 3,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2,F4 | $22.43 | Sep 22, 2015 | A | 8,235 | A | — | Sep 22, 2025 | Common Stock | 8,235 | 8,235 | D |
Explanation of responses
- F1Represents shares of Xura common stock deliverable in settlement of an award of restricted stock units with 1,008 of such shares to vest and be delivered on September 22, 2016 and 1,007 of such shares to vest and be delivered on each of September 22, 2017 and 2018.
- F2Not applicable.
- F3Includes 3,022 shares of Xura common stock deliverable in settlement of unvested restricted stock unit awards.
- F4The stock option vests in three equal installments of 2,745 on each of September 22, 2016, 2017 and 2018.