SEC Form 4 · accession 0001140361-15-025886
XURA, INC. · MESG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacky Wu
Officer — SVP, CFO
Period of report
Jun 26, 2015
Accepted (ET)
Jun 29, 2015 · 8:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001549872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jun 26, 2015 | A | 12,475 | — | A | 13,965 | D | |
| Common StockF2,F5 | Jun 26, 2015 | A | 8,689 | — | A | 22,654 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2,F6 | $20.68 | Jun 26, 2015 | A | 33,975 | A | — | Jun 26, 2025 | Common Stock | 33,975 | 33,975 | D |
| Stock option (right to buy)F2,F7 | $20.68 | Jun 26, 2015 | A | 23,679 | A | — | Jun 26, 2025 | Common Stock | 23,679 | 23,679 | D |
Explanation of responses
- F1Represents shares of Comverse common stock deliverable in settlement of an award of restricted stock units with 4,159 of such shares to vest and be delivered on June 26, 2016 and 4,158 of such shares to vest and be delivered on each of June 26, 2017 and 2018.
- F2Not applicable.
- F3Includes 12,475 shares of Comverse common stock deliverable in settlement of unvested restricted stock unit awards.
- F4Represents shares of Comverse common stock deliverable in settlement of an award of restricted stock units with 2,897 of such shares to vest and be delivered on June 26, 2016 and 2,896 of such shares to vest and be delivered on each of June 26, 2017 and 2018.
- F5Includes 21,164 shares of Comverse common stock deliverable in settlement of unvested restricted stock unit awards.
- F6The stock option vests in three equal installments on each of June 26, 2016, 2017 and 2018.
- F7The stock option vests in three equal installments on each of June 26, 2016, 2017 and 2018.