SEC Form 4 · accession 0001140361-15-025879
XURA, INC. · MESG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn C. Rathje
Officer — CAO
Period of report
Jun 25, 2015
Accepted (ET)
Jun 29, 2015 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001549872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 25, 2015 | F | 640 | $21.12 | D | 15,314 | D | |
| Common StockF4,F5 | Jun 26, 2015 | A | 7,271 | — | A | 22,585 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F4,F6 | $20.68 | Jun 26, 2015 | A | 19,815 | A | — | Jun 26, 2025 | Common Stock | 19,815 | 19,815 | D |
Explanation of responses
- F1Shares of Comverse common stock purchased by Comverse to cover tax liabilities in connection with the delivery of shares in settlement of one-third (1/3) of a restricted stock unit award issued on June 25, 2014.
- F2Includes 6,212 shares of Comverse common stock deliverable in settlement of unvested restricted stock unit awards
- F3Represents shares of Comverse common stock deliverable in settlement of an award of restricted stock units with 2,424 of such shares to vest and be delivered on each of June 26, 2016 and 2017 and 2,423 of such shares to vest and be delivered on June 26, 2018.
- F4Not applicable.
- F5Includes 13,483 shares of Comverse common stock deliverable in settlement of unvested restricted stock unit awards.
- F6The stock option vests in three equal installments on each of June 26, 2016, 2017 and 2018.