SEC Form 4 · accession 0001549276-15-000010
LaPorte Bancorp, Inc. · LPSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III Lester Charles Lukmann
Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 4, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001549276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | P | 17 | $13.05 | A | 16,089 | I | By IRA |
| Common Stock | Mar 3, 2015 | P | 1,918 | $13.16 | A | 18,007 | I | By IRA |
| Common StockF1 | holding | — | — | — | 33,525 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $6.44 | holding | — | — | — | Sep 13, 2012 | Sep 13, 2021 | Common Stock | 4,475 | 4,475 | D |
| Stock OptionsF3 | $11.50 | holding | — | — | — | Oct 14, 2015 | Oct 14, 2024 | Common Stock | 11,250 | 11,250 | D |
Explanation of responses
- F1Includes 4,474 shares of restricted stock vesting at 20% per year commencing on September 13, 2012 and 4,400 shares of restricted stock vesting at 20% per year commencing on October 14, 2015.
- F2Stock options vest at a rate of 20% per year commencing on September 13, 2012.
- F3Stock options vest at a rate of 20% per year commencing on October 14, 2015.