SEC Form 4 · accession 0001548309-19-000040
SEARS HOMETOWN & OUTLET STORES, INC. · SHOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Mark Etter
Officer — VP Human Resources
Period of report
Feb 22, 2019
Accepted (ET)
Feb 25, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001548309
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock (stock units)F1,F2 | $0.00 | Feb 22, 2019 | A | 14,489 | A | Jan 30, 2020 | Jan 30, 2022 | Common Stock | 14,489 | 14,489 | D |
Explanation of responses
- F1Each share of Phantom Stock (stock unit) is the economic equivalent of one share of the Company's common stock and is exercisable solely for cash.
- F2The shares of Phantom Stock (stock units) vest in three substantially equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.