SEC Form 4 · accession 0001548309-17-000091
SEARS HOMETOWN & OUTLET STORES, INC. · SHOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E J Bird
Officer — SVP and CFO · Director
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001548309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2017 | P | 635 | $2.00 | A | 14,035 | D | |
| Common StockF1 | Sep 11, 2017 | P | 1,965 | $2.13 | A | 16,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple trades at prices ranging from $2.00 to $2.15 inclusive. The reporting person undertakes to provide to Sears Hometown and Outlet Stores,Inc., its security holders, and the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range reported in this footnote (1).