SEC Form 4/A · accession 0001209191-16-099188
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
C Douglas Mitchell
Officer — CFO
Period of report
Oct 16, 2014
Accepted (ET)
Feb 17, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 20, 2015 | A | 60,763 | $0.00 | A | 355,496 | D | |
| Common Stock | Dec 17, 2015 | P | 159,574 | $0.0188 | A | 515,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of shares of common stock pursuant to Issuer's 2014 Equity Incentive Plan, as amended. Such award is part of Reporting Person's bonus compensation for the period July 16, 2015 through September 30, 2015.
- F2Grant effective as of December 15, 2015.
Remarks
This Form 4A amends the Form 4 filed January 5, 2016 by omitting the grant made October 16, 2014 which was reported on a previous Form 4. Number of shares owned by Reporting Person has been reduced by 7,500 shares.